The Summit Brokerage Services, Inc.

The Summit Brokerage Services, Inc. is a full-service stock brokerage company that caters to individual, corporate, and institutional clients. It is a registered securities brokerage firm that is licensed in all the US states including the District of Columbia. A member of the NASD and SIPC, Summit Brokerage, Inc. / SBC / Summit is a federally-regulated Registered Investment Advisor under the authority of the Securities and Exchange Commission. It has notice filings in US states where there is a Summit office with a licensed investment advisory representative, or where there are five+ Summit resident fee-based investment advisory clients. Summit is exempt from notice-filing in all other states. This is because of the Summit subsidiary SBS Insurance Agency of Florida, Inc. and its other affiliated insurance agencies; hence it is already licensed or it no longer required to be licensed for insurance.

What are the Features of the Summit Brokerage Services, Inc.?

Summit Brokerage, Inc. features different investment services. This includes asset allocation programs using many of the nation’s top money managers, as well as investment management for both equity securities and fixed income.

What else does Summit Offer?

Mutual Funds

Stocks (equity) Funds are the patron’s investment in stocks whose values generally depend on the current value of the stocks they own and share prices fluctuation with the stock market.
Bond funds (municipal bond, corporate bond, and US Treasury and government agency bond funds) are the patron’s investment in corporate or government bonds, whose values fluctuate due to changes in interest-rates and other factors.
Money market funds (either taxable or tax-exempt) are often used by patrons as a place to invest money they anticipate to use in the near future, as it typically easy to sell, and less risky than stock and bond funds.
Stock and Bond Brokerage
Summit uses their expertise and facilities to execute stock, bond and other securities trades in all of the major exchanges, and offering a wide array of products, such as, preferred issues, brokered CD’s, fixed income products, and equity and bond research through its agreement with First Clearing LLC.
Insurance & Annuities
Summit Brokerage Services, Inc. is able to offer both fixed and variable life insurance and annuity products from leading insurance companies in US.
Lending Services
Summit also aids their patrons in obtaining a mortgage for both personal and commercial needs, as well as in re-financing a mortgage.
How does Summit do it?
* By offering a comprehensive client consultation program and periodic reporting aiming to achieve a defined investment objective consistent with their patron’s chosen risk-level.
* By developing personalized investment portfolios, suited to each of their patron investor’s goals, objectives, and risk-tolerance.
* By maintaining the highest standards of ethical behavior and professional integrity through bringing integrity, innovation, and quality to every area of responsibility, and motivating and rewarding outstanding performance in their team.
* By providing an unwavering commitment and a summit-high level of service and support to help their patrons grow and preserve their financial assets sensibly.